
#SECMarketModernization
About SECMarketModernization
The SEC proposed Sep 1 to update transfer agent rules. These agents keep holder records, handle corporate actions and sit in clearing; the update adapts rules to e-records and blockchain in issuance and transfers, now at comment stage. Same day, the SEC set a Sep 17 roundtable on 24-hour US equities: Robinhood, NYSE, BlackRock, Nasdaq, DTCC and Citadel on readiness, surveillance, clearing, resilience and liquidity. Two tracks, one test: efficiency without losing records and investor protection.
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